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It is an overstatement to
assert that "most jurors have made up their minds by the end of
opening statement". Jurors have not necessarily reached a firm
conclusion regarding their verdict by the end of opening
statement. However, something very important has happened by this
point in the trial that strongly influences all subsequent incoming
evidence.
Researchers have consistently
found, both from systematic evaluations and from observational data of
jury deliberations, that jurors reach tentative conclusions
very early in the trial. These tentative conclusions are often
highly correlated with individual verdicts taken just prior
to group deliberations. Social psychologists refer to these
tentative conclusions as "conceptual frameworks." It appears that
jurors, early in the case, adopt a point-of-view (or a
frame-of-reference) for subsequent information. This
frame-of-reference becomes a filter for information, resulting in new
facts being adopted or rejected, depending upon how consistent the
information is with their frame reference. Essentially, jurors develop
selective perception of incoming information. They accept and
attend to those things which fit with their initial orientation
and "forget" or fail to hear inconsistent information.
Researchers have found that
jurors can describe their conceptual framework early in the case,
frequently after voir dire is completed.
Developing a frame-of-reference
for filtering incoming information is a natural, adaptive human
information processing tool. People do not attend equally to
every bit of information that is presented them. We would be
overwhelmed with isolated bits of information if we did. Rather,
perceptions are organized, either based upon previous experiences,
beliefs and attitudes, or upon conceptual schemes that are presented
to us. That's why public speakers are advised to "tell them what
you're going to tell them; tell them; then tell them what you
told them". People organize and retain information through frameworks.
Clearly, the fact that jurors
must develop some type of organizational reference for incoming
information underscores the importance of providing jurors with a
frame-of-reference favorable to the litigants position. Counsel must
identify central themes which can be used by the jurors as
reference points for organizing incoming information. We have found
repeatedly in observing the jury deliberations through one-way mirrors
that jurors often become "advocates" for one side or another. The most
effective juror- "advocates" are those who can call up cogent
summaries or "refrains" from the case. For example, in a recent 60
million dollar contract dispute, the plaintiff's provided jurors with
a summary of the law on fraud as "the law says you have to play fair."
Repeatedly, in pre-trial research, we observed the pro-plaintiff
jurors continuously respond to pro-defense jurors, "yes, but that
practice (of the defendants) was not fair and the law says you must
play fair." The real jury in the case, awarded most of what the
plaintiffs asked for. When interviewed after the trial, several jurors
commented that throughout the trial they were listening for evidence
of "fair play." Similarly, when representing a Corporate defendant in
a multi-million dollar personal injury suit stemming from an accident
involving a corporate owned vehicle, the defense asserted they were a
"scapegoat," and that the true driver at fault in the accident (a
drunk driver) was not even named in the lawsuit. The refrain was
repeatedly used from opening statement to closing argument. Again, in
post-trial interviews we learned that pro-defense jurors repeatedly
asserted this refrain during deliberations. The actual jury returned a
defense verdict for the client.
Essentially, research suggests
that not every juror has completely closed their mind to incoming
evidence by the conclusion of opening statements, but most
jurors do adopt some type of conceptual framework which serves
as an organizing vehicle for incoming information. Information that is
consistent with this framework is apparently attended to. In fact, we
often find that this information is contained in jurors' notes.
Information that is inconsistent with this framework is often
disregarded or simply "not heard". Many jurors, in post-trial
interviews, will earnestly assert that evidence supporting positions
opposed their viewpoints never came up at trial. It is clear, they
simply did not "hear" the evidence or subconsciously disregarded it.
It is well established in the
literature on persuasive communication that jurors attend to more than
simply what is said in determining the credibility of a witness or an
attorney. Verbal and non-verbal behaviors are taken into
account in formulating assessments of the credibility of others.
There are a number of important
variables that factor into our assessments of the credibility of a
speaker and it is important not to lose site of these issues, even
though jurors have great difficulty articulating the factors that
influence their assessments of witnesses and lawyers. However, we know
from systematic research separating the content of
presentations from the presenter that, in fact, both
verbal and non-verbal behaviors are powerful influences on the
cumulative effectiveness of the witness or lawyer.
There are no clear-cut
generalities to say that jurors weigh content and non-verbal
presentation factors equally across all witnesses. Rather,
verbal and non-verbal behaviors are contributors to three broader
components of persuasiveness that we have observed after years of
systematic research in our courtroom. The elements of persuasiveness
can be clustered into three factors; trustworthiness,
competence and likeability. Competence measures whether the
speaker has demonstrated knowledge and understanding of the
issues at hand, and is qualified to be speaking on the subject. This
is true of expert witnesses, lay witnesses and the attorney. Measures
of trustworthiness involve jurors' subjective impressions that
the witness is credible. And finally, issues related to likeability
have, in fact, been reliably demonstrated to influence the overall
effectiveness of a witness or an attorney. We have seen, in social
psychology research, that people tend to attribute many positive
additional characteristics to others they like, including rating them
as more credible, successful, attractive, interesting and effective.
Thus, evaluating a witness or
assessing the effectiveness of an attorney breaks down into verbal and
non-verbal evaluations of three important dimensions: credibility,
trustworthiness and likeability. Clearly, the higher a witness or
an attorney rates on each of the dimensions, the more effective they
are in commanding jurors' attention, having their statements (or
testimony) recalled by jurors, and ultimately persuading others. It is
true that one cannot divorce content from
the presenter and all too often a disproportionate share
of attention is spent on preparing the content of the case without
focusing on the style and competence of the presenter.
Clearly two factors must be
weighed in terms of making evidentiary objections. For some
cases "protecting the record" for appeal may be of paramount
importance and thus, issues relating to the impact of objections on
the jury are secondary. In instances where it is not the primary
concern, or where it is equally balanced with concerns about the case
at hand, we find that jurors make a number of interpretations of
objections by counsel. However, before looking at the interpretations
jurors make about objections, we should first consider one of the most
salient consequences of objections.
Research has shown repeatedly
that testimony that is objected to is "highlighted" in some manner,
and jurors recall testimony following objections (and most other
courtroom interruptions for that matter) with greater frequency than
would otherwise be expected. Essentially, the greatest
effect of objections is to draw attention to the issue at
hand. A ruling by the judge to disregard the testimony, only
further underscores the testimony. Thus, one of the
paramount considerations regarding objections is whether one wishes to
draw attention to the testimony at hand or not.
The secondary consideration is
the impression of counsel. There are no global rules of thumb that
apply to every case. In some instances we have seen repeated
objections by counsel work very favorably, as it gives the impression
that the other side is attempting to circumvent "the rules". The
attorney making the objections is seen as alert and
conscientious. To the other extreme, we have seen repeated
objections by counsel received as annoying, disruptive
and a sign of weakness. There is some loose correlation between
favorable and unfavorable impressions and whether the objections were
sustained or overruled, but for the most part, jurors rely not on the
ratio between sustained and overruled objections, but rather on their
own subjective determinations of "appropriateness".
This leaves counsel with a
difficult balancing act. We have noted that the most effective
objections are those that state the basis of the objection in terms
the jury can understand. For example, rather than merely saying
"object, testimony is irrelevant", an attorney is better off saying
"object, testimony concerning the witness' prior experiences is
irrelevant to the question of the negligence of the defendant." Brief
objections happen too quickly for jurors to make the correct
associations. Of course, this strategy depends on whether one wants to
draw attention to the testimony, in which case one would cite the
objection as well as the reason for it in lay persons terms, or
whether one prefers to merely make the objection for the record and
wishes to draw only the minimal attention to it. In the latter
circumstance, simply making the objection is more effective.
Poorly prepared witnesses are
the greatest weakness in any case. Attorneys often fear that a witness
will "look rehearsed" and therefore they will "raise suspicions" in
the jury's minds, thus attorneys often engage in only cursory
preparation of a witness. Rarely have we seen a witness who was too
smooth due to witness preparation. Given that it occasionally might
happen, this rare event must be weighed against the overriding
consideration that a poorly prepared witness is generally ineffective,
and, in fact, can irritate the jury. Over and over again we hear
jurors comment negatively on the credibility and effectiveness of
witnesses who are poorly prepared, nervous, or do not even "cooperate"
effectively during their own direct examination. To the other extreme,
it is rare to hear jurors complain, or cite as a lack of credibility,
a witness who was relaxed and prepared for their direct examination.
In fact, we have heard many jurors express irritation toward an
attorney whose witness was confused and unable to communicate
effectively. In essence, the jury is saying that they fully
expect an attorney to have met with a witness and discuss the
pending testimony. To fail to do so, is often seen by jurors as an
indication that the attorney had little interest in the testimony of
the witness. Thus the attorney's own preparation (competence) becomes
suspect, or worse the attorney is seen as somehow trying to "fool the
jury". Jurors fully expect that an attorney has prepared his or her
own witness. They are far more likely to comment on the negative
aspects of a poorly prepared witness than to negatively comment on a
well-prepared witness.
One important error often made
in witness preparation is failing to conduct specific
preparation of testimony. Often, attorneys will meet with a witness in
the attorney's office and discuss in global terms
the nature of the direct examination, describing the topics the
attorney intends to cover. Rarely, is the witness given a "dry run"
and allowed to formulate answers to these questions. Rather, an
abstract discussion usually takes place with no specific rehearsal is
involved.
Much can be learned both by the
attorney and by the witness if the witness is allowed to attempt to
formulate answers through a dry-run. It is easy to spot poor choices
of words, or answers that are too expansive or otherwise would be
inadequate. These issues can be ferreted out in the attorney's
presence and worked through, rather than have a witness stumble on the
witness stand. A witness confused by his own attorney's questions is
often mistaken as searching for cues to the right answer, an
impression an attorney certainly does not want a witness to make.
Beyond merely attempting a
walk-through of the direct examination in the informal atmosphere of
the attorney's office, it is highly advisable to attempt to evoke some
anxiety in the witness during the dry run. They will be nervous in
court. Approximating their emotional state creates a better rehearsal,
what psychologists refer to as a transfer of learning across different
settings. For example, rather than undertaking the mock direct
examination one-on-one in the attorney's office, it might be better to
move the witness into a conference room, have them sit at some
distance from the attorney, and have one or two office staff available
to sit in on the mock direct examination. The distractions created by
the presence of other individuals will heighten the witness' anxiety
and thus, a clear simulation of what the witness is likely to do in
the courtroom can be created. It is very helpful to the attorney and
the witness, if the witness is given an opportunity to confront the
task of testifying while somewhat nervous and distracted.
In sum, poorly prepared
witnesses draw negative attention to themselves. Well prepared
witnesses create little distraction and their testimony is rarely
criticized for appearing "glib" or "too prepared". In fact, in the
absence of being prepared, negative assumptions are often made about
the attorney and the witness. |